Provides guidance on the regulatory scope of the Trust Companies Act, including licensing and reporting requirements for licensed trust companies, exempt trust companies and exempt persons providing trust services.

Regulations setting up licensing requirements, obligations and regulation of Trade Repositories.

Provides guidance to financial advisers about the FAA regime and covers topics including licensing requirements, exemptions, representative notification framework, business conduct and reporting requirements.

Regulations setting up licensing requirements, obligations and regulation of regulated clearing houses

Sets out proposals to enhance the disclosure requirements for offers of CIS to retail investors, to require the provision of an information memorandum for offers of restricted schemes, and to regulate closed-end funds that fulfill certain criteria to fall within the definition of a CIS.

Consultation number:

P026 - 2012

Start date:

26 December 2012

Closing date:

24 January 2013

MAS response date:

01 April 2013