sg-crest A Singapore Government Agency Website

Capital Markets

Find out about regulations, updates and licensing for capital markets entities.
Related Links
Popular pages
  1. Fund Management Licensing and Registration
  2. Compliance Toolkit for Fund Managers
  3. Compliance Toolkit for REIT Managers
 
  1. Capital Markets Services (CMS) Licence
  2. Compliance Toolkit for other FIs conducting regulated activities under SFA
  3. Compliance Toolkit for Trust Companies and CIS Trustees
 
  1. Financial Adviser's Licence
  2. Compliance Toolkit for Financial Advisers

Understand the Types of Capital Markets Entities

Find out about the different capital markets entities, including their regulated activities, licensing requirements and exemptions.

Apply for Licensing or Registration of Capital Markets Entities

Find out about the licensing and registration requirements for the different capital markets entities.

Appoint Representatives for Capital Markets Entities

Find out the licensing requirements for representatives of capital markets services (CMS) licensees, licensed financial advisers (FAs) and exempt financial institutions.

Register Offer of Investments

Find out how you can register offer of investments and the requirements needed.

Disclosures

Find requirements and forms for notifying interests or changes in interests under Part VII of the Securities and Futures Act.

Regulations and Guidance

View the regulations and guidance applicable to the different capital markets entities.
To view the list of licensed capital markets entities in Singapore, refer to the Financial Institutions Directory.