Consultations

Published Date: 23 June 2009

Draft Regulations Pursuant to the SFA and the FAA

Consultation Number:: P008 - 2009
Start Date:: 23 June 2009
Closing Date:: 21 July 2009
MAS Response Date:: 19 April 2010

The consultation response was published on 19 April 2010.

VIEW DOCUMENT

Response to Feedback: Policy Consultation on Draft Regulations Pursuant to the SFA and the FAA (84.6 KB)

VIEW DOCUMENT Draft Regulations Pursuant to the SFA and the FAA (50 KB)

Annex 1: Draft Securities and Futures (Licensing and Conduct of Business) Regulations 2009 (312.6 KB)
Annex 2 : Draft Securities and Futures (Capital Markets Services Licence and Representatives) (Transitional and Savings Provisions) Regulations 2009 (103.2 KB)
Annex 3: Draft Securities and Futures (Composition of Offences) Regulations 2009 (85.8 KB)
Annex 4: Draft Securities and Futures (Exemption from Requirement to be anAppointed, Provisional or Temporary Representative) Regulations 2009 (119.5 KB)
Annex 5: Draft Securities and Futures (Financial and Margin Requirements forHolders of Capital Markets Services Licences) Regulations 2009 (153.7 KB)
Annex 6): Draft Securities and Futures (Markets) Regulations 2009 (130.4 KB)
Annex 7: Draft Securities and Futures (Clearing Facilities) Regulations 2009 (97.1 KB)
Annex 8: Draft Financial Advisers Regulations (285 KB)