Proposed legislative amendments to effect the proposals set out in the May 2012 Consultation Paper on Review of Regulatory Framework for Unlisted Margined Derivatives Offered to Retail Investors and MAS response to the feedback from the industry.

Consultation number:

P002-2014

Start date:

15 March 2014

Closing date:

15 April 2014

Proposed enhancements to the requirements for OTCD margined derivatives such as contracts for differences and leveraged foreign exchange contracts, offered to retail investors. Enhancements included higher margins and disclosures to investors.

Consultation number:

P010 - 2012

Start date:

28 May 2012

Closing date:

02 July 2012

MAS response date:

14 March 2014

Proposed revisions to both sets of regulations, in respect of registers of interests in securities, definition of customer assets, exemptions for dealing activities and maximum penalty under the general penalty provision. The paper also clarifies the types of forms to be maintained under these regulations.

Consultation number:

P007 - 2009

Start date:

16 June 2009

Closing date:

15 July 2009

MAS response date:

19 October 2010