Guidelines
These guidelines provide guidance to capital markets intermediaries on the requirements in Notice SFA 04-N02 to Capital Markets Intermediaries on Prevention of Money Laundering and Countering the Financing of Terrorism. They should be read in conjunction with the notice.
Amendment Notes
- 24 Apr 2015
- Previous version dated 24 April 2015 (649.9 KB) [Cancelled]
- 02 Dec 2009
- Previous version dated 02 December 2009 (161.5 KB) [Cancelled]