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Forms and Templates
 Published Date: 08 October 2018

Form 13 - Risk Disclosure Statement Required to be Furnished and Kept by the Holder of a Capital Markets Services Licence to Trade in Capital Markets Products in respect of Futures and Certain OTC Derivatives Contracts

Risk disclosure statement to be provided by CMS licensees, banks, merchant banks and finance companies to retail customers when opening trading accounts to trade in: 

(i) Futures contracts;
(ii) Over-the-counter derivatives contracts of which the underlying is a currency or currency index; and 
(iii) Spot foreign exchange contracts for the purposes of leveraged foreign exchange trading.  

 
Applies to: Dealing in Capital Market Products , Exempt Capital Markets Services Entity
View Document Form 13 - Risk Disclosure Statement Required to be Furnished and Kept by the Holder of a Capital Markets Services Licence to Trade in Capital Markets Products in respect of Futures and Certain OTC Derivatives Contracts (356.1 KB)