Forms and Templates
Form 11 - Appointment of Chief Executive Officer or Director / Change of Director's Nature of Appointment from Non-Executive to Executive (For Licensed Fund Management Companies)
Form for licensed fund management companies to apply for the appointment of a Chief Executive Officer or director; or to change a director's role from non-executive to executive. View the user guide (1.02 MB).
Applies to:
Licensed Fund Management Company
You will require Adobe Acrobat Reader version 9.4.4 or above to access Form 11.
Related to this Item
-
FAQsPublished Date: 09 October 2018
FAQs on Licensing and Business Conduct (Other than for Fund Management Companies)
Provides guidance on the scope of capital markets services licensing (other than for fund management companies); appointment of representatives; business conduct rules; and the application of the SFA and SF(LCB)R to banks, merchant banks, finance companies and insurers.
-
FAQsPublished Date: 08 October 2018
FAQs on the Licensing and Registration of Fund Management Companies
Provides guidance on the requirements and procedures to apply to be a fund management company, and to appoint representatives to carry out fund management activities.
-
Forms and TemplatesPublished Date: 08 October 2018
Form 1A - Application for a Capital Markets Services Licence for Fund Management Company
Form for entities to apply to be a licensed fund management company. Entities that intend to commence business as registered fund management companies or venture capital fund managers should submit Form 22A or Form 1V respectively.
-
GuidelinesPublished Date: 07 August 2012
Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies [SFA 04-G05]
How to qualify to be and conduct your business as a fund manager.