FAQs
FAQs on Product Definitions
Provides guidance to financial institutions on how they should classify their products arising from the change in product definitions under the amended SFA and FAA.
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FAQs on Product Definitions
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Related to this Item
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ConsultationsPublished Date: 03 June 2015
Consultation Paper on Regulatory Framework for Intermediaries Dealing in OTC Derivative Contracts, Execution-Related Advice, and Marketing of Collective Investment Scheme
Covered three proposals: (i) Regulatory framework for capital markets services licensees, banks, merchant banks and finance companies dealing in OTC derivative contracts under the SFA, including capital, business conduct and other requirements; (ii) exemption for execution-related advice on listed excluded investment products under the FAA; and (iii) transferring the regulation of marketing of CIS from the FAA to SFA.
- Consultation number:
- P009-2015
- Start date:
- 03 June 2015
- Closing date:
- 03 July 2015
- MAS response date:
- 29 December 2015
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ConsultationsPublished Date: 11 February 2015
Consultation Paper on Proposed Amendments to the SFA
- Consultation number:
- P004 - 2015
- Start date:
- 11 February 2015
- Closing date:
- 24 March 2015
- MAS response date:
- 24 August 2015