External Publications
Guidance on AML/CFT Controls in Trade Finance and Correspondent Banking
Guidance for banks, merchant banks and finance companies on AML/CFT controls in trade finance and correspondent banking.
Applies to:
Full Bank (Branch)
,
Full Bank (Locally Incorporated)
,
Merchant Bank (Branch)
,
Merchant Bank (Locally Incorporated)
,
Wholesale Bank (Branch)
,
Wholesale Bank (Locally Incorporated)
,
Financial Holding Company
,
Exempt Trust Company
,
Licensed Trust Company
,
Exempt Person Providing Trust Services
,
Approved CIS Trustee
,
Benchmark Administrator/Submitter
,
Central Securities Depository
,
Clearing House
,
Corporate Finance Advisory
,
Credit Rating Agency
,
Dealing in Capital Market Products
,
Exempt Capital Markets Services Entity
,
Exempt Corporate Finance Adviser Serving Accredited Investors
,
Exempt Futures Broker
,
Exempt OTC Derivatives Broker
,
Foreign Fund Manager
,
Holding Company of Exchange or Clearing House
,
Licensed Fund Management Company
,
Members of Public
,
Markets and Exchanges
,
OTC Counterparties
,
Money Broker
,
Product Financing
,
Providing Custodial Services
,
Registered Business Trust
,
Registered Fund Management Company
,
REIT Management
,
Securities Crowdfunding
,
Venture Capital Fund Management Company
,
Trade Repository
,
Exempt Financial Adviser
,
Exempt Financial Adviser Serving up to 30 Accredited Investors
,
Licensed Financial Adviser
,
Designated Payment System
,
Direct Insurer (Life)
,
Direct Insurer (General)
,
Direct Insurer (Composite)
,
Reinsurer (Life)
,
Reinsurer (General)
,
Reinsurer (Composite)
,
Captive Insurer
,
Lloyd's Asia Scheme
,
Authorised Reinsurer
,
Representative Office (Insurance)
,
Approved MAT Insurer
,
Financial Holding Company (Insurance)
,
Registered Insurance Broker
,
Exempt Insurance Broker
,
Lloyd's Broker
,
Technology
Related to this Item
-
NoticesPublished Date: 31 July 2019
Notice 626 Prevention of Money Laundering and Countering the Financing of Terrorism – Banks
Requirements for banks on anti-money laundering (AML) and countering the financing of terrorism (CFT).
-
NoticesLast Revised Date: 30 November 2015
Notice 626 Prevention of Money Laundering and Countering the Financing of Terrorism – Banks
Requirements for banks on anti-money laundering (AML) and countering the financing of terrorism (CFT).