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Guidelines Published Date: 01 November 2016 Guidelines on Criteria for the Grant of a Capital Markets Services Licence Other Than for Fund Management and Real Estate Investment Trust Management [SFA 04-G01] How to qualify to be a CMS licensee (other than a fund manager or REIT manager).
Guidelines Published Date: 07 August 2012 Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies [SFA 04-G05] How to qualify to be and conduct your business as a fund manager.