This circular applies to capital markets services licensees, banks, merchant banks, finance companies and insurers. It sets out the requirements on due diligence checks and documentation relevant to the fit and proper certification of their representatives.

Eligibility requirements for representatives of financial advisers, including CMFAS examination and continuing education requirements.

How to qualify to be a representative, or appoint a representative, to conduct regulated activities under the Securities and Futures Act (SFA)

Provides guidance on the minimum academic and examination requirements as well as continuing education requirements for representatives of capital markets services licensees, banks, merchant banks, finance companies and insurers.

Provides guidance on the mutual recognition of MAS and Thai SEC's product knowledge examinations in securites and collective investment schemes.